Law Firm Partnership and Benefits Report

November 1997 - Volume 3, Number 10

 

Is Growth the Right Strategic Choice

for Your Firm?

By Susan Saltonstall Duncan

 

 

We still like to believe that bigger is better, and growth for growth’=s sake is a good enough reason to expand.  In the legal profession, we have seen patterns of growth where law firms surge forward, then retrench, then surge again.  Never washas such growth been as dramatic for law firms as it was in the 1980s, when the largest firms topped the 1,000 lawyer mark for the first time and when firms opened satellite offices in the U.S. and overseas at an astounding rate.  At that timeTen years ago, consultants and lawyers alike predicted that, by the late 1990s, there would be only a handful of A"mega-firms”@ and the rest would be boutiques or small, local practices.  

 

The early-1990s, however, brought the uniformly, widespread growth trend to a halt, although several of the largest national law firms continued to growth steadily and new, regional A”players”@ emerged to challenge the entered the large firm, multi-office nationals. fray.  But aAs the economy has regained momentum in recent years, many smaller and mid-sized firms again are wrestling with the issue of growth,. Spurred by  hHigher per- capita administrative burdens. and sStiff competition from the mega-firms (of which there are many more than the handful predicted a decade ago) or as well as the meaner, leaner boutiques. are causing firms to again consider growth. All too often, however, the arguments made by firms for expansion still are not well-researched, substantiated or grounded in economic and market realities.  Examples include:

·        A”We want to be the largest or at least among the top 3 largest firms in our region.”@

·        A”Our competitors have grown and opened more branch offices.”@

·        A”We’ll become stagnant if we don’=t grow.”@

·        A”We need to improve our partner-associate ratio to provide partner opportunity and profitability.”@

·        A”We need to be a full-service firm to compete and therefore must bring inhire laterals to fill voids.”@

 


Growth decisions should not be based on these sorts of rationale, particularly when they have not been substantiated.  While some key economic factors are driven by size, economies of scale and efficiencies, many small and mid-sized law firms are highly profitable and, in many cases, more profitable in profits-per-partner than their gargantuan counterparts.  Since growth does not directly correlate to increased profitability (a criterion that seems to be driving most law firm decisions these days), firms must be more thoughtful in their decisions concerning whether to and/or how to grow their firms.

 

Growth should be driven by two key elements, one is  internal, the other external, and both are long-term, pro-active and strategic in nature. 

 

1.         A Collective Vision: The Correct Internal Criteria

 

Before undertaking a detailed financial analysis of the advantages and disadvantages of expansion, a firm should begin its strategic planning process with the careful and thoughtful development of a collective vision among the partners.  Many firms skip this process, deciding that it is too A”soft”@ and not able to be substantiated with hard data, that the partners will never reach agreement, or that it is largely irrelevant.

 

Law firms may look a lot alike on the outside, Tto clients, the general public and even the to lawyers themselves, law firms may look a lot alike..  But they are actually are substantially different from one another, in terms of their cultures, values and institutional personalities.  Some firms have maintained a culture rooted in tradition, deeply embedded by the founding partners.  Others firms have changed their cultures over time as a result of lateral partners, a A”new generation”@ of thinkers or regional market forces.

 

Before embarking on a plan of growth, a firm must take a good look at itself and the A”will”@ of its partners.  Through a carefully managed process, the partners must explore and devise a generally acceptable set of common goals. (rarely will all goals be unanimous).   Factors that will affect the collective vision also include external elements: Aideal@ clients, competitor threats, desired visibility and credibility, firm specialties and capabilities, and local demographics.  However,  the most important vision factors are collective, institutional goals.   In coming up with these goals, the firm cannot act in a void, but should consider such external elements as what it considers the “ideal” client, who are its chief competitors, what are its visibility and credibility, what are its specialties and capabilities, and what are the local demographics.

 

Then, partners must individually and collectively answer the following questions:

·        For Wwhat do we want the firm to be known for?

·        What are our per-partner profitability goals?

·        What policies are we willing to criteria must we put into place in order to achieve and monitor our measure profitability goals?


·        What are our proferssionalprofessional goals regardingfor the type of practice we have and the types of clients—cutting-edge or cookie-cutter?

·        What are our institutional and personal limitations with respect to achieving our goals?  What are we not willing to do or give up?--  For example, autonomy, control, standardization, accountability, lifestyles?.

·        Do we have the institutional will, structure and resources to make the choices necessary to combat market limitations, and competition and to improve income?

 

 

2.         External Market Factors

 

Historically, law firms have engaged in discussions about growth based on largely internal factors that often are dictated by individual partners, typically the A”heavy hitters”@, and not by the collective partnership.   Rarely do these discussions culminate in a shared vision; they more often result from a review of revenues, expenses and budgets.  Growth becomes a perceived panacea to address the increasingly burdened law firm structure and the lack of progressive management and innovative client service practices.

 

Many firms still aspire to the traditional pyramid structure of the A”golden days”@, when high associate to partner ratios of 2:1 or 3:1 resulted in exceptional leverage and profit.  But this traditional mode of growth and client service will be difficult to effectively replicate.  Adding associates who are at the lower end of the pay scale but still bill out at high hourly rates may seem to compensate for top-heavy partnerships and provide more opportunity for senior associates to make partner by building at the bottom.  Unfortunately, clients no longer want to pay young associates to learn on their dime and often want a more seasoned lawyer whose hourly rate may be higher but whose experience often enables him or /her to address an issue in a few minutes instead of a few days.  Increasingly, firms will be outsourcing much of their legal research and/or hiring more experienced paralegals to simultaneously satisfy client needs and law firm profit goals.

 


A partnership’s= profitability goals should be considered when developing a vision but can only be realized if the clients and prospective clients are willing to buy the services of the firm where it expects to offer them.   Firms embarking on a growth plan must first assess key external factors in both existing markets and new service areas and especially in new potential markets.  External factors to be analyzed might include: competitor strengths and pricing, client needs, existing service strengths and weaknesses, market trends, service voids and positioning opportunities. Growth should only be pursued only after specific opportunities have been identified in specific markets.

 

The Costs of Growth

 

Growth can be expensive, financially and emotionally.  At best, it can greatly enhance a firm’s competitiveness, global reach, market share and profitability.  At worst, it can break a firm apart or to a lesser degree, create major dissension, morale problems, defections and be a financial drain.  Common A”costs”@ of growth include: more administrative bureaucracy, burdens, and red tape; less collegiality;  more cultural clashes among laterals, branch offices, domestic and foreign; communications problems (of the human, interactive sort, not technological); more travel; longer hours (particularly with bi-coastal or international offices); more client conflicts; and quality of life issues.

 

To make a significant commitment to growth, the partners must be personally committed to the A”expense”@ of doing so.  Some partners will willingly pay the costs to reap what they consider to be worthwhile benefits.  Others will draw the line.  A partnership must determine its A”collective will”@ and vision and then meld it with the market demands and realities in order to be successful in its growth choices and strategies.

 

 

 

 

 This article is reprinted with permission from the November 1997 edition of Law Firm Partnership and Benefits Report ©NLP IP Company.